Years Of Experience
State Licenses
Clients Satisfied
Successfully Handled Portfolios
I am dedicated to developing long-term, personal relationships with clients based on mutual respect and a commitment to serve each client’s unique needs and desired level of service. I work with individuals, privately held businesses and non-profit organizations.
I look forward to getting to know you and I am always available to answer your questions. Feel free to contact me to inquire further about my approach to financial planning and how I can help you achieve your financial objectives.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED .
108 N FRONT ST, KINGSTON, NY 12401
Registered with this firm since 6/1/2009
CRD#:7691
WELLS FARGO CLEARING SERVICES, LLC
KINGSTON, NY
12/09/2010 - 01/10/2017
CRD#:19616
MORGAN STANLEY SMITH BARNEY
KINGSTON, NY
06/01/2009 - 04/28/2010
CRD#:149777
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED .
108 N FRONT ST, KINGSTON, NY 12401
Registered with this firm since 6/1/2009
CRD#:7691
CITIGROUP GLOBAL MARKETS INC.
KINGSTON, NY
12/21/1999 - 06/01/2009
CRD#:7059
Lisa Moyer Roth
I have gathered over 30 years of experience as a licensed stock broker and investment adviser, and worked extensively with two prestigious firms in the United States. I have obtained licenses in about thirty-one states and passed five brokerage qualification examinations.
Asset Management and Financial Planning
Cryptocurrencies & Digital Assets
Comprehensive Wealth Management
Fixed Indexed & Variable Life Insurance and Annuities
Real Estate And Real Estate Investment Trusts (REITs)
Extensive Retirement Planning
I offer a wide range of services, from helping you select individual investments to developing a profitable trading strategy.
